Liberty Law Blog

Friday Roundup, July 13th

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  • Indiana governor Mitch Daniels frequently states that in his state “we have learned to restrain our appetites” with regard to the rents and largesse that an unrestrained fiscal policy can provide to citizens. Comes now the news of a rebate for taxpayers in the Hoosier state because of a fiscal surplus which gives even greater contrast to the path chosen by its Illinois neighbor.
  • The Federalist Society expands its already formidable efforts at educating about the principles of law and a free society with its SCOTUSreport. This blog will serve as a storehouse of news and analysis about the Supreme Court.  Early posts by John McGinnis on Citizens United and Nicholas Rosenkranz on constitutional avoidance and Chief Justice Roberts’ reasoning in Sebelius are well worth the time.

Maybe it’s Not Just Because I’m a Londoner: I think it Shouldn’t be Hosting the 2012 Olympics

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Seven years ago almost to the day, the then still Prime Minister Tony Blair stood up in Parliament to announce with jubilation that London had won its bid to host the 2012 Olympics. That evening, in Trafalgar Square in the heart of the nation’s capital, a huge celebration was held to mark the occasion.

The very next morning, 52 Londoners innocently commuting to work lost their lives, and a further 800 sustained injuries, in an Al Qaeda attack on the capital’s transportation system.

Continue Reading →

Was Chief Justice Roberts’s Sebelius Opinion A Principled Exercise of Judicial Restraint or Merely Strategic?

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While criticisms of Chief Justice Roberts from the right wing of the legal blogosphere has generally been strong, some have argued that Roberts’s decision might be defended as an exercise of judicial restraint.  See, e.g.  Orin Kerr, Joel Alicea, and Greg Weiner.

Of course, that Roberts followed a type of judicial restraint in Sebelius does not make him a principled follower of judicial restraint.  If Roberts follows judicial restraint when it allows him to reach a result that protects his reputation, but does not follow such restraint in other cases, then one can hardly defend his decision in Sibelius as a principled exercise of such restraint.

The way to explore whether Roberts’s opinion was principled is to examine the other cases that Roberts has decided.  I am not ready to engage in any comprehensive examination, but we can gain some insight by simply exploring some of the other cases where Roberts joined the liberals this past June.  For my discussion of these cases, see here.

Judicial restraint is not a simple thing.  In Sebelius, Roberts purported to interpret a federal statute  so that it would be constitutional.  This is one type of judicial restraint (although I have long been skeptical of the claim that rewriting a statute is a form of restraint).  But the more basic type of judicial restraint is to interpret the Constitution  so as to allow the legislatures to enact provisions it desires (and believes are constitutional).  In doing this, the court either confers deference on the legislature or simply interprets the Constitution in a way that allows the legislature ample room to pass laws.

In June, Roberts did not seem to do that.  Even in Sebelius, his interpretation of the Commerce Clause was not restrained or deferential under this approach.  Moreover, in the Stolen Valor case, Roberts joined an opinion that held the federal statute unconstitutional, even though precedent existed that would have allowed the statute to be held constitutional.  And in the Arizona immigration case, Roberts joined an opinion that interpreted a congressional statute’s preemptive effect broadly to strike down much of an Arizona legislature’s enactment.  (While one might argue that the Court in the Arizona case merely chose one legislature over another, the stronger argument is that the Court expansively interpreted the federal legislature’s enactment to strike down the state legislature’s.  The restrained approach was arguably to interpret both legislatures’ acts fairly.)

It is also worthwhile noting the case of Citizens United, where Roberts joined an opinion striking down campaign finance restrictions that applied to corporations.  Not much restraint there.  While some have argued that Roberts’s preferred course in that case was to stretch the statute to render it constitutional, he ended up not reaching that result but instead joining a decision to strike it down.  What he initially might have preferred, but chose not to do, doesn’t really count.  (One might also place the Seattle Schools case in this category of unrestrained decisions.)

In the end, defenders of Chief Justice Roberts’s decision in Sebelius as an exercise of judicial restraint need to do more.  They need to explain the dominant pattern of his decisions – or else leave open the possibility that he is merely a strategic believer in judicial restraint.

The Origin of the Power to Lay and Collect Taxes and Its Limits

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How did the following clause of the Constitution–Article I, Section 8, clause 1— come into being?  “The Congress shall have the power to lay and collect taxes, duties, imposts and excises, to pay the debts and provide for the common defense and general welfare of the United States; but all duties, imposts and excises shall be uniform throughout the Unites States.”  And how did the common defense clause and the general welfare clause make their way into the Preamble of the Constitution?

The general welfare clause makes its first appearance in Article III of the Articles of Confederation of 1781.  The same is true for the common defense clause.  These two clauses have been linked together from the very beginning in the quest for an expression of the appropriate role of the federal government. Continue Reading →

The Constitution and Executive Privilege

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What does Executive privilege protect?

Executive privilege is the constitutional principle that permits the president and high-level executive branch officers to withhold information from Congress, the courts, and ultimately the public. This presidential power is controversial because it is nowhere mentioned in the U.S. Constitution. That fact has led some scholars (Berger 1974; Prakash, 1999) to suggest that executive privilege does not exist and that the congressional power of inquiry is absolute. There is no doubt that presidents and their staffs have secrecy needs and that these decision makers must be able to deliberate in private without fear that every utterance may be made public. But many observers question whether presidents have the right to withhold documents and testimony in the face of congressional investigations or judicial proceedings. Continue Reading →

Even More About NFIB v. Sebelius

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My last post explained my belief that Section III-B of Chief Justice Roberts’ opinion in NFIB v. Sebelius relies on equating a law having the arithmetic effect of raising taxes (while simultaneously offering a tax credit) with an exercise of Congress’s power to lay and collect taxes.  I ended that post with a question that I have rephrased slightly here:  what are the essential characteristics of a legal culture in which a person might believe (or plausibly expect others to be persuaded) that legislation having the effect of a tax hike is, solely by virtue of that effect, an exercise of the power to tax.

1.  In my view, this question has particular significance because the Section III-B equation looks flatly wrong from the vantage point of political science.  I do not know of any student of contemporary American politics who thinks the individual mandate would have been adopted had it been described to the public as a tax-hike-cum-offsetting-incentive-tax-credit.  Continue Reading →

Russia, Drugs, and Rock’n’Roll (2): How Best to Keep Rockin’ in this Drugged Free World

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Drugs are a menace of that there can be little doubt. With considerable personal experience of their downside, Neil Young made it the subject of many of his songs. One of these songs was ‘Keep Rockin’ in the Free World’ from his 1989 album Freedom.

Sadly, its deep and bitter irony was lost at the time of glasnost upon the Soviet youth who at rallies used enthusiastically to chant its chorus as a paean to freedom.

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Direct and Indirect Taxes

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Over at the Originalism Blog, Mike Ramsey discusses whether the Obamacare tax is a direct tax and therefore unconstitutional because it must be apportioned.  Mike links to some work by Jose Alicea.   Another discussion of whether the tax on not having health insurance is a direct tax is this one by Rob Natelson.  Here is an excerpt:

My book, The Original Constitution: What It Actually Said and Meant (2d ed., 2011), pp. 159-61, contains what may be the most complete compendium of Founding-Era sources on the distinction between direct and indirect taxes. While there were some exceptions (for example, although taxes on ownership of capital and household goods were direct, excises on ownership of luxury goods were indirect) the usual line of distinction was that direct taxes were imposed on status, while indirect taxes were imposed on transactions. A tax that one must pay despite doing nothing is the quintessential direct tax.

Judicial Deference, Self-government, and Judicial Rule, or Have a Coke and a Smile

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In my previous post, I noted that the distinction between a tax and a regulation was well understood by the American revolutionaries. The distinction had to do with the purpose of the law. A tax was a law that was designed to raise money to pay for government, and a regulation was designed to influence (or regulate) human actions. To be sure, taxes do influence behavior, and many regulations do raise revenue, but those features are incidental to their purpose. Hence the colonists thought it would be legal for Parliament to regulate trade by making foreign molasses more expensive in the colonies, but Parliament could not legally impose a duty on foreign molasses if the main purpose of that duty was to raise revenue.

Tories, according to the American definition of the term, claimed that this was a distinction without difference. From their perspective, all laws that raise revenue were equally legal, regardless of the purpose of the law. For their part, the American Whigs said that the difference between a tax to raise revenue and a duty to regulate trade was obvious and important. Their constitutionalism focused on ends as much as it focused on means. Because the government existed, in part, to secure property, it was unconstitutional for Parliament to tax the colonists without their consent. Continue Reading →

Room for Debate: Fixing the U.S. Constitution

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Over at the New York Times Room for Debate feature, the topic is: If the U.S. Constitution were being written today, what would you omit, add or clarify?  My own contribution is to end Congress’s monopoly on proposing constitutional amendments by fixing the convention method of amending the Constitution.  It currently does not work, because state legislatures fear a runaway convention.  I wrote about this issue at the Liberty Law Forum, which also included a couple of responses.

The Room for Debate topic included a variety of interesting answers.  One was by Randy Barnett, who proposed to amend Congress’s Commerce Clause authority so that it “shall not be construed to include the power to regulate or prohibit any activity that is confined within a single state regardless of its effects outside the state.”  This is definitely a good start, but I would want to add some checks on Congress using other powers (such as the Taxing Power and the Power to Enforce the Law of Nations).

Jamal Greene also proposed 18 year term limits for Supreme Court Justices, which I also support.